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Structured preparation for the Level 6 GOM unit in the CISI Diploma in Investment Operations, covering all six syllabus elements and the three-hour written paper.
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Global Operations Management is the Level 6 narrative unit in the CISI Diploma in Investment Operations route. It consolidates the operational-risk foundation developed through Level 3 Operational Risk and Level 4 Managing Operational Risk in Financial Institutions, then applies management judgement across products, trading, settlement, regulation, risk governance, asset servicing and custody.
This course follows the latest official syllabus located and reviewed for 2026. The three-hour written paper has compulsory short-answer questions worth 25%, one compulsory operational case study worth 35%, and two questions selected from five worth 40%. Section C may require reports, memoranda or letters, so preparation must combine technical breadth with practical analysis and concise professional communication.
CISI is withdrawing GOM after the Winter 2026 session. The final sitting is 26 November 2026 and CISI strongly recommends it for resit candidates only. Candidates should confirm their eligibility and the latest official syllabus and candidate updates for their sitting. The learning hub contains 12 study chapters, including exam guidance and 11 technical lessons, with female and male audio, 294 flashcards and 95 methods and operational references. Five typed written practice papers follow the Section A/B/C structure and provide estimated practice feedback. Separate revision sets contain 160 question placements: 128 distinct primary questions and a 32-question Mixed set drawn evenly from the first four. The syllabus-grounded tutor supports technical explanations and worked methods.
Prepare the distinct retrieval, case-analysis and professional-writing skills required across Sections A, B and C.
Connect products and trading with settlement, regulation, controls, custody and asset servicing from a management viewpoint.
Build a realistic preparation plan around the current official withdrawal timetable and the approximate 200-hour study requirement.
Detailed product knowledge across equities, fixed income and funds, with general knowledge of money markets and financial derivatives.
The full trade cycle, charging, confirmation and reporting requirements, major exchange characteristics and on/off-exchange trading structures.
Detailed settlement processes for cash and derivative products and the infrastructure, rules and controls used in major markets.
The operational impact of the UK framework plus global regulation, governance bodies and major regulatory trends.
Operational and other risks, risk controls, resilience, audit, technology, innovation and systems development.
Income, tax, corporate actions, custody obligations, securities lending, cash management, trusts and fund administration.
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Global Operations Management is a three-hour written paper. Section A contains compulsory short answers worth 25%, Section B is one compulsory case study worth 35%, and Section C requires two answers selected from five questions worth 40%.
No. It is a narrative written assessment requiring concise factual answers, applied case-study analysis and discursive professional communication. Section C may ask for reports, memoranda or letters.
CISI states that the final GOM sitting is 26 November 2026 and strongly recommends that Winter 2026 sitting for resit candidates only. Candidates should confirm their eligibility directly with CISI.
Not by itself. The current route also includes Level 3 Operational Risk and Level 4 Managing Operational Risk in Financial Institutions. CISI says candidates who pass GOM have until 31 December 2027 to complete the remaining Diploma requirements.
The official manual estimates approximately 200 hours. It also advises that candidates should have relevant practitioner experience, training or exposure to an operations environment.
The learning hub includes five typed written practice papers with compulsory A25/B35 and two-of-five C40 sections. Estimated practice feedback is not an official CISI grade or pass prediction. Separate revision sets contain 160 question placements: 128 distinct primary questions and a 32-question Mixed set drawn evenly from the first four. Study resources include 12 chapters with female and male audio, 294 flashcards, 95 methods and operational references, and a syllabus-grounded tutor.
Try the free written practice paper and type your answers in guided mode. The course includes 5 written practice papers. The 15 multiple-choice questions below support answer planning; they do not by themselves reproduce the official written assessment.
Type your answers in guided practice. This paper provides 100 practice marks and 180 minutes. Open guided mode to try the free written question; marking guidance appears after submission.
Open Free Written PracticeThe multiple-choice preview below provides additional answer-planning practice.
Try 15 CISI Global Operations Management answer-planning prompts from Instruments and Characteristics
Try these multiple-choice answer-planning exercises, then practise five typed written papers with estimated feedback and complete chapter lessons.
What is the role of investment operations?
Global Operations Management is a Level 6 narrative paper designed for candidates who can combine operational knowledge with management judgement. The workbook makes a clear distinction between this assessment and a memory-led objective test. Candidates are expected to interpret the requirement, apply principles across more than one syllabus area, communicate clearly and keep their knowledge current. Relevant practitioner experience, training or exposure to an operations environment is strongly advised.
The official paper lasts three hours and has three sections. Section A contains compulsory short-answer questions and carries 25% of the marks. Section B is one compulsory case study carrying 35%; it requires practical analysis of operational, risk and regulatory issues arising from a scen…
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