CISI Operations

CISI Global Operations Management

CISI Global Operations Management

Structured preparation for the Level 6 GOM unit in the CISI Diploma in Investment Operations, covering all six syllabus elements and the three-hour written paper.

160 Answer-Planning Prompts Detailed Study Notes Written-Answer Focused Revision
Official CISI Partner CISI Academy

Course syllabus information reviewed for 2026.

5 written practice papers · 160 answer-planning prompts
Self-Paced Learning
Certificate of Completion

Full Chapter Audio Lessons New

Listen to extended lessons covering the examinable rules, numbers and traps in every chapter.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Prepare for the CISI Global Operations Management examination

Global Operations Management is the Level 6 narrative unit in the CISI Diploma in Investment Operations route. It consolidates the operational-risk foundation developed through Level 3 Operational Risk and Level 4 Managing Operational Risk in Financial Institutions, then applies management judgement across products, trading, settlement, regulation, risk governance, asset servicing and custody.

This course follows the latest official syllabus located and reviewed for 2026. The three-hour written paper has compulsory short-answer questions worth 25%, one compulsory operational case study worth 35%, and two questions selected from five worth 40%. Section C may require reports, memoranda or letters, so preparation must combine technical breadth with practical analysis and concise professional communication.

CISI is withdrawing GOM after the Winter 2026 session. The final sitting is 26 November 2026 and CISI strongly recommends it for resit candidates only. Candidates should confirm their eligibility and the latest official syllabus and candidate updates for their sitting. The learning hub contains 12 study chapters, including exam guidance and 11 technical lessons, with female and male audio, 294 flashcards and 95 methods and operational references. Five typed written practice papers follow the Section A/B/C structure and provide estimated practice feedback. Separate revision sets contain 160 question placements: 128 distinct primary questions and a 32-question Mixed set drawn evenly from the first four. The syllabus-grounded tutor supports technical explanations and worked methods.

Key Benefits

Three-section written-exam method

Prepare the distinct retrieval, case-analysis and professional-writing skills required across Sections A, B and C.

  • ✓ Concise compulsory short answers
  • ✓ Operational case-study analysis
  • ✓ Reports, memoranda and discursive answers

End-to-end operations coverage

Connect products and trading with settlement, regulation, controls, custody and asset servicing from a management viewpoint.

  • ✓ Instruments and trading
  • ✓ Clearing and settlement
  • ✓ Risk governance and custody

Final-sitting planning

Build a realistic preparation plan around the current official withdrawal timetable and the approximate 200-hour study requirement.

  • ✓ 26 November 2026 final sitting
  • ✓ Resit-focused official recommendation
  • ✓ Current-syllabus verification

Syllabus

Module 1: Instruments and Characteristics

🎧 Audio

Detailed product knowledge across equities, fixed income and funds, with general knowledge of money markets and financial derivatives.

  • • UK and international equities
  • • Bonds, ratings, coupons and yields
  • • Fund vehicles and administration
  • • Money markets, foreign exchange and derivatives

Module 2: Trading

The full trade cycle, charging, confirmation and reporting requirements, major exchange characteristics and on/off-exchange trading structures.

  • • Trade lifecycle and reporting
  • • Major UK and international exchanges
  • • Principal and agency trading
  • • Trading platforms and off-exchange considerations

Module 3: Settlement and Clearing

Detailed settlement processes for cash and derivative products and the infrastructure, rules and controls used in major markets.

  • • DVP and free-of-payment settlement
  • • Securities financing and margin
  • • CSDs and cross-market settlement
  • • CCPs and settlement-discipline regimes

Module 4: Regulation and Compliance

The operational impact of the UK framework plus global regulation, governance bodies and major regulatory trends.

  • • Oversight and accountability
  • • Outsourcing and reconciliations
  • • Client money, reporting and records
  • • Global legislation and regulatory bodies

Module 5: Risk Governance

Operational and other risks, risk controls, resilience, audit, technology, innovation and systems development.

  • • Operational-risk control
  • • Contingency, resilience and disaster recovery
  • • Audit and control frameworks
  • • Technology and industry innovation

Module 6: Asset Servicing and Custody

Income, tax, corporate actions, custody obligations, securities lending, cash management, trusts and fund administration.

  • • Income collection and transactional tax
  • • Corporate actions and proxy voting
  • • Safekeeping, custody and sub-custody
  • • Securities lending and fund administration

Student Reviews

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Lucas P.
· Feb 28, 2025
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Excellent practice tests

The practice tests are just like the real exam. They help you get used to the time limit and question style. I felt very confident and passed on my first try.

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Jelani R.
· Aug 1, 2026
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Highly recommend

I tried reading the official book but it was too dense. These questions are challenging and the detailed feedback for every answer makes learning so much faster.

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Noura B.
· Jul 2, 2025
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Passed GSCMR!

Saudi market rules are tough, but focusing on the CMA timelines helped me get 85% on my first try!

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· Oct 1, 2025
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Best Arabic prep

It's hard to find good Arabic prep for IISI, but this is the best. The mock exams are very accurate. Scored 84%!

Response from CISI Academy

Thank you! Best of luck in your finance career.

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Haya J.
· Jul 2, 2025
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Helped my confidence

Seeing my practice scores improve on the dashboard gave me the confidence I needed. I passed my exam on the first try with no issues.

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Leo M.
· Jul 3, 2025
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CISI Academy learner feedback

Accurate practice questions

The mock exams really prepare you for customer due diligence. The politically exposed persons (PEP) questions matched the real test perfectly.

Frequently Asked Questions

Global Operations Management is a three-hour written paper. Section A contains compulsory short answers worth 25%, Section B is one compulsory case study worth 35%, and Section C requires two answers selected from five questions worth 40%.

No. It is a narrative written assessment requiring concise factual answers, applied case-study analysis and discursive professional communication. Section C may ask for reports, memoranda or letters.

CISI states that the final GOM sitting is 26 November 2026 and strongly recommends that Winter 2026 sitting for resit candidates only. Candidates should confirm their eligibility directly with CISI.

Not by itself. The current route also includes Level 3 Operational Risk and Level 4 Managing Operational Risk in Financial Institutions. CISI says candidates who pass GOM have until 31 December 2027 to complete the remaining Diploma requirements.

The official manual estimates approximately 200 hours. It also advises that candidates should have relevant practitioner experience, training or exposure to an operations environment.

The learning hub includes five typed written practice papers with compulsory A25/B35 and two-of-five C40 sections. Estimated practice feedback is not an official CISI grade or pass prediction. Separate revision sets contain 160 question placements: 128 distinct primary questions and a 32-question Mixed set drawn evenly from the first four. Study resources include 12 chapters with female and male audio, 294 flashcards, 95 methods and operational references, and a syllabus-grounded tutor.

Try the free written practice paper and type your answers in guided mode. The course includes 5 written practice papers. The 15 multiple-choice questions below support answer planning; they do not by themselves reproduce the official written assessment.

Try a Written Practice Paper

Type your answers in guided practice. This paper provides 100 practice marks and 180 minutes. Open guided mode to try the free written question; marking guidance appears after submission.

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The multiple-choice preview below provides additional answer-planning practice.

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Free CISI Global Operations Management Written Exam Sample Questions

Try 15 CISI Global Operations Management answer-planning prompts from Instruments and Characteristics

Try these multiple-choice answer-planning exercises, then practise five typed written papers with estimated feedback and complete chapter lessons.

Exam Practice

Instruments and Characteristics

A firm is comparing ordinary shareholders with bondholders when an issuer is wound up. Which distinction should its briefing emphasize?

1 / 15

Flashcards

Card 1 of 10Chapter 2
Question

What is the role of investment operations?

Tap to reveal answer

Focus Learn

  • The three-section written-paper structure and mark allocation
  • Management-level application rather than isolated recall
  • Section B case-study issue spotting and recommendation
  • Section C report, memorandum, letter and discursive formats
  • Time allocation, planning, current developments and review
  • Final-sitting eligibility and latest-syllabus verification
Chapter 1: The Nature of the Exam

Global Operations Management is a Level 6 narrative paper designed for candidates who can combine operational knowledge with management judgement. The workbook makes a clear distinction between this assessment and a memory-led objective test. Candidates are expected to interpret the requirement, apply principles across more than one syllabus area, communicate clearly and keep their knowledge current. Relevant practitioner experience, training or exposure to an operations environment is strongly advised.

The official paper lasts three hours and has three sections. Section A contains compulsory short-answer questions and carries 25% of the marks. Section B is one compulsory case study carrying 35%; it requires practical analysis of operational, risk and regulatory issues arising from a scen…

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Open every chapter’s key areas, pitfalls, exam traps and key numbers.

Adaptive study tools

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Practice modes

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Learn with feedback, then switch to exam conditions.

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Instant feedback & explanations

See the answer and explanation after each choice.

Practice Mode

Timed answer-planning practice

Use the timer, keep answers hidden, then review your result.

Who Is This For?

✓ Candidates preparing for the CISI Global Operations Management examination
✓ Operations practitioners progressing through the Diploma in Investment Operations
✓ Supervisory and senior operations professionals working across settlement, custody, controls and regulation
✓ Resit candidates targeting the final Winter 2026 GOM sitting

Ready to Pass Your Exam?

Build accurate recall and exam-day confidence with syllabus-aligned study tools, realistic practice and a course-grounded AI tutor.

CISI Global Operations Management
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