Saudi Capital Market Rules and Regulations – Asset Managers CME-4B (KSA)
Master the Capital Market Authority (CMA) regulations specifically tailored for Asset Managers and public/private fund operations.
Updated for 2026. 100% matching with the latest official workbook revisions.
Saudi Capital Market Rules and Regulations – Asset Managers with Smart Practice
This is not just revision material. It’s a complete exam simulation system designed specifically for Asset Managers operating in the Saudi financial sector.
We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering fund operations, custody independence, and regulatory reporting inside the Kingdom.
Preview & See What You Will Get
Key Benefits
Five Full Exam Simulators
Don't just memorize - practice under pressure with three distinct modes.
- ✓ Timed Real Exam Mode: Replicates actual environment.
- ✓ Topic-by-Topic Drill Mode: Focus on weak areas like Public vs Private Funds.
- ✓ Adaptive Challenge Mode: Difficulty that adjusts to you.
200 High-Quality Practice Questions
Crafted to match the exam-standard wording and logic used by examiners.
- ✓ Scenario-based questions for practical application.
- ✓ Detailed Step-by-Step Explanations for every answer.
- ✓ Metrics to track speed and accuracy over time.
AI Exam Tutor (On-Demand Support)
Meet your private mentor, specifically trained on CMA regulations.
- ✓ Instant Clarification for complex rules.
- ✓ 24/7 Availability whenever you're in the study zone.
- ✓ Tailored Explanations in plain business logic.
Rapid-Recall Digital Flashcards
Digital flashcards optimized for quick reinforcement during short breaks.
- ✓ Critical thresholds and reporting timelines.
- ✓ Designed to make easy points stick permanently.
- ✓ Mobile-ready for study on the go.
High-Yield Cheat Sheets
The distilled 'Golden Rules' of the Saudi Regulatory landscape.
- ✓ Condensed summaries of CMA requirements.
- ✓ Designed for rapid recall in the final hours.
- ✓ Essential custody and asset protection disclosures.
Syllabus
Module 1: Investment Fund Regulations 14 marks
Covers fund manager duties, custody, public and private funds, foreign funds, reporting, pricing, valuation, and closed-ended traded funds.
- • Fund Manager Duties and Fiduciary Obligations
- • Custody Independence and Asset Segregation
- • Public Funds: Board, Offering, and Reporting
- • Private Funds: Formation and Redemption
- • Subscription, Pricing, Valuation and Redemption
Module 2: Real Estate Investment Funds Regulations 8 marks
Covers the regulatory framework for public real estate investment funds including governance, fund assets, restrictions, valuation, and REITFs.
- • REIF Organisational Structure and Governance
- • Fund Manager and Disclosure Requirements
- • Fund Asset Rules and Custody
- • Restrictions on Borrowing, Trading and Advertising
- • Real Estate Investment Traded Funds (REITFs)
Module 3: Market Conduct Regulations 3 marks
Covers CMI conduct obligations including market manipulation, insider trading, direct vs indirect trading, liability, and investment recommendations.
- • Market Manipulation and Insider Trading Rules
- • Direct vs Indirect Trading
- • Investment Recommendations Conduct
Try Before You Buy
Experience our interactive learning tools — right here, right now
Which action is explicitly classified as direct trading?
Who Is This For?
Frequently Asked Questions
Yes, all content is fully aligned with the latest version syllabus .
You get lifetime access. Study at your own pace.
Absolutely. Our engine matches the CISI syllabus exactly.
All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.
We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.
No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.
Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.
Yes! You can test your knowledge and see our AI tutor in action with our free Saudi Capital Market Rules and Regulations – Asset Managers CME-4B Sample Paper.
Saudi Capital Market Rules and Regulations – Asset Managers CME-4B
Course Features
Student Reviews
From finance professionals who prepared and passed their CISI exams.
Recent Reviews
Saudi AM excelent
Asset management regs in Saudi are handled very well here. Helpful for my daily job too. Exam result: 81% 1st attempt. Easy.
Appreciate the kind words, Mohammed. Congrats on passing!
Saudi valuation help
Passed my Saudi exam today! Flashcards are really helpful for the thresholds. Recommend to anyone in Riyadh banking.
Saudi AM fund rules
Mutual fund regs in Saudi are dense but simplified here. Reallly helped with the licensing section. Pass marks reached!!
Saudi AM cert
Needed this for my job in Riyadh. The portal is super smooth and the questions are just like the real exam. Thanks!!
Saudi valuation prep
Passed my Saudi exam last week! Flashcards for the valuation regs are the best part hands down. Helped me memorize all those thresholds.
Well structured am modules
Decision-making frameworks and mandate compliance are well structured in these notes. Reallly helped for the asset management exam. Passed!!
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