Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering CME-2B (KSA)
Master the Capital Market Authority (CMA) regulations, client money rules, and AML/CTF protocols for the Saudi market.
Updated for 2026. 100% matching with the latest official workbook revisions.
Saudi Capital Market Rules and Regulations – CAML with Smart Practice
This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.
We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering CMA rules, client money rules, and AML/CTF.
Preview & See What You Will Get
Key Benefits
Five Full Exam Simulators
Don't just memorize - practice under pressure with three distinct modes.
- ✓ Timed Real Exam Mode: Replicates actual environment.
- ✓ Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
- ✓ Adaptive Challenge Mode: Difficulty that adjusts to you.
200 High-Quality Practice Questions
Crafted to match the exam-standard wording and logic used by examiners.
- ✓ Scenario-based questions for practical application.
- ✓ Detailed Step-by-Step Explanations for every answer.
- ✓ Metrics to track speed and accuracy over time.
AI Exam Tutor (On-Demand Support)
Meet your private mentor, specifically trained on CMA regulations.
- ✓ Instant Clarification for complex rules.
- ✓ 24/7 Availability whenever you're in the study zone.
- ✓ Tailored Explanations in plain business logic.
Rapid-Recall Digital Flashcards
Digital flashcards optimized for quick reinforcement during short breaks.
- ✓ Critical thresholds and reporting timelines.
- ✓ Designed to make easy points stick permanently.
- ✓ Mobile-ready for study on the go.
High-Yield Cheat Sheets
The distilled 'Golden Rules' of the Saudi Regulatory landscape.
- ✓ Condensed summaries of AML and CMA requirements.
- ✓ Designed for rapid recall in the final hours.
- ✓ Essential conflict of interest disclosures.
Syllabus
Module 1: Capital Market Institutions' Regulations 5 marks
5 Lectures
- • Maintenance of Authorisation
- • Withdrawing or Cancelling Authorisation
- • Securities Advertisements
- • Client Money and Assets
- • Client Statements
Module 2: Investment Funds Regulations 4 marks
6 Lectures
- • Offering Document Requirements & Custodian
- • Investment Areas and Limitations
- • Notifications and Principal Transactions
- • Breach of Investment Limitations
- • Real Estate Investment Funds Regulations
Module 3: Market Conduct Regulations 3 marks
5 Lectures
- • Market Manipulation and Insider Trading
- • Prioritisation of Clients and Front Running
- • Best Execution and Timely Allocation
- • Aggregation of Client Orders
Module 4: Corporate Finance 3 marks
4 Lectures
- • Rules on the Offer of Securities
- • Public Offer of Shares and Debt Instruments
- • Continuing Obligations and Dealing Restrictions
- • Parallel Market
Module 5: Investment Accounts Instructions 2 marks
3 Lectures
- • Opening an Investment Account
- • Account Opening Agreements
- • Natural Persons and Legal Persons
Module 6: Anti-Money Laundering 5 marks
6 Lectures
- • Preventative Measures
- • Due Diligence and Enhanced Due Diligence
- • Cross-Border Correspondent Relationships
- • Detecting Suspicious Activity
- • Suspicious Activity Reporting
Module 7: Countering Crimes of Terrorism and the Financing of Terrorism 3 marks
4 Lectures
- • Risk Assessment
- • Due Diligence Measures
- • Suspicious Activity Reporting Requirements
- • Tipping Off
Try Before You Buy
Experience our interactive learning tools — right here, right now
A Capital Market Institution's authorisation is cancelled by the CMA due to regulatory breaches. For how long does the firm continue to be subject to the jurisdiction of the CMA?
Who Is This For?
Frequently Asked Questions
Yes, all content is fully aligned with the latest version syllabus.
You get lifetime access. Study at your own pace.
Absolutely. Our engine matches the CISI syllabus with exactly 25 questions and a 60-minute duration.
All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.
We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.
No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.
Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.
Yes! You can test your knowledge and see our AI tutor in action with our free Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering CME-2B Sample Paper.
Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering CME-2B
Course Features
Student Reviews
From finance professionals who prepared and passed their CISI exams.
Recent Reviews
Great Saudi AML course
Required for Saudi compliance roles. The training is top-notch and reflects the actual exam scenarios.
Thanks! Glad the course helped you pass. Best of luck!
Easy to understand
Saudi AML regulations are usually dry, but this course explains them in plain language. The official textbook is too dense, so this was a lifesaver.
Passed first try
The CME-2B exam is difficult, but studying with this course for a month was all I needed. The video summaries are fantastic.
Highly recommended
Identifying politically exposed persons was explained clearly, making the complex Saudi rules easy to learn.
Clear Saudi AML topics
The lessons on Saudi anti-money laundering risks are very practical. The chapter breakdown is easy to follow.
Simple wire transfer rules
The rules for domestic and international wire transfers are simplified here. The course is very easy to follow.
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