🇸🇦 Capital Markets Compliance

CME-3B: Saudi Capital Market Rules and Regulations – Brokers (KSA)

Master the Capital Market Authority (CMA) regulations, client money rules, and market conduct specifically tailored for Brokers.

225 Practice Questions Detailed Study Notes Realistic Mock Exams
CME-3B: Saudi Capital Market Rules and Regulations – Brokers
Official CISI Partner CISI Academy

Updated for 2026. 100% matching with the latest official workbook revisions.

Unlimited Training
Self-Paced Learning
Certificate of Completion

AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Saudi Capital Market Rules and Regulations – Brokers with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for brokers operating in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering CMA rules, client money rules, and market conduct regulations.

Key Benefits

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

  • Studio-quality AI voice narration.
  • Perfect for auditory learners.
  • Maximize your study time during daily commutes.
Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

  • Timed Real Exam Mode: Replicates actual environment.
  • Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
  • Adaptive Challenge Mode: Difficulty that adjusts to you.

200 High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

  • Scenario-based questions for practical application.
  • Detailed Step-by-Step Explanations for every answer.
  • Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on CMA regulations — ask it anything, anytime.

  • Instant Clarification for complex rules.
  • 24/7 Availability whenever you're in the study zone.
  • Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

  • Critical thresholds and reporting timelines.
  • Designed to make easy points stick permanently.
  • Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

  • Condensed summaries of CMA requirements.
  • Designed for rapid recall in the final hours.
  • Essential client money and asset protection disclosures.
New course feature

Learn first. Then prove you’re ready.

Use the same question bank in two different ways: build understanding with instant feedback, then switch to a realistic simulation when you are ready.

Study Mode

Instant feedback & explanations

Choose an answer, see immediately whether it is right or wrong, and read the explanation before moving on.

  • Feedback after every choice
  • The correct answer shown clearly
  • A concise explanation while it matters
Exam Mode

Realistic exam simulation

Work against the official-style timer without revealing answers, then review your score and every explanation after submission.

  • Timer mirrors the exam duration
  • Answers stay hidden during the attempt
  • Score and explanations after submission

Syllabus

Module 1: Market Conduct Regulations 13% syllabus weight

🎧 Audio

Chapter 1

  • Manipulative and Deceptive Acts
  • Untrue Statements and Rumours
  • Insider Trading

Module 2: Capital Market Institutions' Conduct 12% syllabus weight

Chapter 2

  • Market Manipulation & Insider Trading
  • Handling Client Orders & Best Execution
  • Conduct of Business: Gifts & Confidentiality

Free Topic Quiz & Key Practice Questions

Try 15 questions from Market Conduct and Client Orders

This preview shows one part of the course. Try this short topic quiz and unlock the full course for complete mock exams and full coverage.

Market Conduct and Client Orders

An investor buys and sells the same quantity of a listed security at the same time through different brokers to create the appearance of active trading. The beneficial ownership of the security remains unchanged. What market conduct violation has the investor committed?

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Who Is This For?

Brokers operating in KSA
Brokerage and capital markets professionals
Professionals seeking SCMR-Brokers certification
Finance professionals dealing with Saudi regulations

Frequently Asked Questions

Yes, all content is fully aligned with the latest version syllabus .

You get lifetime access. Study at your own pace.

Absolutely. Our engine matches the CISI syllabus with exactly 25 questions and a 60-minute duration.

All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.

We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.

No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.

Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.

Yes! Test your knowledge and review detailed explanations with the free CME-3B: Saudi Capital Market Rules and Regulations – Brokers Topic Quiz below. It contains 15 questions from one named syllabus topic and is not a full mock exam or overall readiness assessment.

Student Reviews

4.9
★★★★★
Based on 11 reviews
5 stars
91%
4 stars
9%
3 stars
0%
2 stars
0%
1 stars
0%
First-party learner feedback

Submitted directly to CISI Academy. These testimonials are not presented as independently verified by Trustpilot, Google, or another third-party platform.

Recent Reviews

D
David R.
· Aug 4, 2026
CISI Academy learner feedback

Solid practice questions

Solid question bank that covers all the tricky parts of the syllabus. Better than just reading the textbook on my own.

N
Noura M.
· Aug 4, 2026
CISI Academy learner feedback

Very realistic questions

The questions are very similar to the real test. I was worried about the time limit, but practicing with these mocks helped me manage my pace. Highly recommended!

O
Omar T.
· Jul 29, 2026
CISI Academy learner feedback

Passed with confidence

Helped a lot to clear my doubts and gain more confidence before the actual exam day. The progress tracker kept me accountable.

L
Latifa M.
· Jun 14, 2025
CISI Academy learner feedback

Passed with 85%

Exchange settlement rules can be tricky, but this course made them easy to understand. I passed my operations exam!

Y
Yasser S.
· Dec 1, 2024
CISI Academy learner feedback

Perfect for Saudi brokers

This course explains the Saudi exchange rules very clearly. I used it to study for my CMA exam and passed with no stress. I highly recommend it.

M
Majed Q.
· Dec 5, 2025
CISI Academy learner feedback

Passed Saudi brokers exam

The brokers exam covers a lot of ground, but focusing on the Saudi exchange settlement cycles with this course was key. Passed first attempt!

Ready to Pass Your Exam?

Join hundreds of finance professionals who passed their CISI exams and earned their CISI qualifications with our smart practice platform and AI CISI tutors.

CME-3B: Saudi Capital Market Rules and Regulations – Brokers
4.9 (11)
$169 $303 -44%