🇸🇦 Capital Markets Compliance

CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance

لغة الكتاب: الإنجليزيةالعربية

CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance

Master the CMA regulations critical for corporate finance professionals offering securities and executing M&A transactions.

191 Practice Questions Detailed Study Notes Realistic Mock Exams

Course syllabus information reviewed for 2026. Always check the awarding body’s latest official syllabus and candidate updates before booking or sitting your exam.

كل ما تتضمنه الدورة

4 اختبارات تجريبية · 191 سؤالاً عبر مجموعة الاختبارات · محاولات غير محدودة
التعلّم المركّز · مواضيع الاختبار والأخطاء الشائعة والفخاخ والأرقام المهمة
بطاقات مراجعة ممتعة وفعّالة
ورقة مراجعة مرتبة حسب الفصول
تعلّم صوتي · جميع الفصول متاحة بصيغة صوتية
محلل أداء وموجّه ذكي يحدد نقاط ضعفك
وضع الدراسة · تعلّم أثناء التدريب
دردشة ذكية مدرّبة خصيصاً على هذا الامتحان
بيانات مصقولة يومياً بملاحظات المجتمع
محتوى حديث ومدقق الدقة

AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Saudi Capital Market Rules and Regulations – Corporate Finance with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for Corporate Finance professionals operating in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering M&A conduct, private placement restrictions, and prospectus requirements inside the Kingdom.

Key Benefits

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

✓ Studio-quality AI voice narration.
✓ Perfect for auditory learners.
✓ Maximize your study time during daily commutes.

Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

✓ Timed Real Exam Mode: Replicates actual environment.
✓ Topic-by-Topic Drill Mode: Focus on weak areas like M&A triggers.
✓ Adaptive Challenge Mode: Difficulty that adjusts to you.

200 High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

✓ Scenario-based questions for practical application.
✓ Detailed Step-by-Step Explanations for every answer.
✓ Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on CMA regulations — ask it anything, anytime.

✓ Instant Clarification for complex rules.
✓ 24/7 Availability whenever you're in the study zone.
✓ Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

✓ Critical thresholds and reporting timelines.
✓ Designed to make easy points stick permanently.
✓ Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

✓ Condensed summaries of CMA requirements.
✓ Designed for rapid recall in the final hours.
✓ Essential public offering and M&A disclosures.

Syllabus

Module 1: Rules on the Offer of Securities and Continuing Obligations 10 marks out of 25

🎧 Audio

Covers the CMA framework for public offers, private placements, exempt offers, prospectus requirements, price stabilisation, and continuing obligations for listed companies.

• Public Offers and Private Placements
• Prospectus Requirements and Exemptions
• Price Stabilisation Rules
• Continuing Obligations for Listed Companies

Module 2: Special Purposes Entities 4 marks out of 25

Covers the regulatory framework for Special Purposes Entities (SPEs) including new financing transactions, offer document requirements, and SPE-specific rules under CMA regulations.

• New Financing Transactions for SPEs
• SPE Offer Document Requirements
• CMA Registration and Approval Process

Module 3: Merger and Acquisition Regulations 4 marks out of 25

Covers CMA rules governing mergers and acquisitions including mandatory offer thresholds, target board duties, frustrating actions, and squeeze-out/sell-out rights.

• Mandatory Offer Thresholds
• Target Board Obligations
• Frustrating Actions and Concert Parties
• Squeeze-Out and Sell-Out Rights

Module 4: Corporate Governance Regulations 7 marks out of 25

Covers the Corporate Governance Regulations including shareholder rights, board composition, board committees, disclosure and transparency requirements, and record-keeping.

• Shareholder Rights and General Assemblies
• Board Composition and Committees
• Disclosure and Transparency Requirements
• Document Retention Requirements

Frequently Asked Questions

Yes, all content is fully aligned with the latest version syllabus .

You get lifetime access. Study at your own pace.

Absolutely. Our engine matches the CISI syllabus exactly.

All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.

We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.

No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.

Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.

Yes! Test your knowledge and review detailed explanations with the free CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance Mock Exam Preview below. It contains 15 exam-style questions from one named syllabus topic; the full course provides complete mock exams and syllabus coverage.

Interactive preview

Free CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance Practice Questions & Exam Preview

Try 15 CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance practice questions from Securities Offerings and Listing

Practice CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance exam questions with answers and explanations. The full course includes 4 mock exams and complete syllabus coverage.

Exam Preview

Securities Offerings and Listing

Question 1 of 15

Which of the following statements about price stabilisation in a public offer is correct?

1 / 15

Flashcards

Card 1 of 10Offer of Securities and Continuing Obligations

Question

What are the three types of securities offers under CMA rules?

Tap to reveal answer

Focus Learn

Key Examinable Areas10

Definition and distinction between Public Offers, Private Placements, and Exempt Offers.
Prospectus requirements: content, CMA approval process, and liability for misstatements.
Investor eligibility thresholds for Private Placements vs. Exempt Offers.
Price stabilisation rules: permitted activities, time limits, and disclosure requirements.
CMA notification timelines for marketing private placements.
Continuing obligations for listed companies: periodic financial reporting, material event disclosure.
Restrictions on advertisements related to securities offerings.
Role of the financial adviser and lead manager in a public offering.
Allotment and refund procedures in public offerings.
Bookbuilding process and institutional investor participation.

Common Pitfalls to Avoid5

Exam Traps6

Key Numbers8

Chapter 1: Rules on the Offer of Securities and Continuing Obligations

The Rules on the Offer of Securities and Continuing Obligations are a cornerstone of the regulatory framework set by the Capital Market Authority (CMA) in Saudi Arabia. These rules comprehensively govern how securities, including equities and debt instruments, are issued, marketed, and offered to investors. The regulations create distinct pathways for public offers, private placements, and exempt offers, each with its own rigorous set of requirements designed to protect investors and maintain market integrity. For a public offer, a detailed prospectus must be submitted to the CMA for approval. This prospectus serves as the primary disclosure document, ensuring transparency regarding the issuer's financial health, business model, and risk factors, thereby allowing retail and institutional i…

Unlock all Focus Learn

Open every chapter’s key areas, pitfalls, exam traps and key numbers.

Adaptive study tools

Focus weak topics, learn with feedback, then switch to exam conditions.

Practice modes

Learn first. Then prove you’re ready.

Learn with feedback, then switch to exam conditions.

Study Mode

Instant feedback & explanations

See the answer and explanation after each choice.

Exam Mode

Realistic exam simulation

Use the timer, keep answers hidden, then review your result.

Who Is This For?

✓ Corporate Finance professionals operating in KSA

✓ Investment Bankers and M&A Advisors

✓ Professionals seeking SCMR-CF certification

✓ Finance professionals dealing with Saudi regulations

★★★★★ 4.8 (172 global students)