🇸🇦 CISI Regional Regulation Certification

CME-1B: General Saudi Capital Market Rules and Regulations (KSA)

Master the Saudi Capital Market Law and CMA regulations with an interactive, mentor-led prep system for the GSCMR exam.

250 Practice Questions Detailed Study Notes Realistic Mock Exams
CME-1B: General Saudi Capital Market Rules and Regulations
Official CISI Partner CISI Academy

Updated for 2026. 100% matching with the latest official workbook revisions.

Unlimited Training
Self-Paced Learning
Certificate of Completion

AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

General Saudi Capital Market Rules and Regulations with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day.

Key Benefits

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

  • Studio-quality AI voice narration.
  • Perfect for auditory learners.
  • Maximize your study time during daily commutes.
Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

  • Timed Real Exam Mode: Replicates actual environment.
  • Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
  • Adaptive Challenge Mode: Difficulty that adjusts to you.

150+ High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

  • Scenario-based questions for practical application.
  • Detailed Step-by-Step Explanations for every answer.
  • Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on CMA regulations — ask it anything, anytime.

  • Instant Clarification for complex rules.
  • 24/7 Availability whenever you're in the study zone.
  • Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

  • Critical thresholds and reporting timelines.
  • Designed to make easy points stick permanently.
  • Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

  • Condensed summaries of AML and CMA requirements.
  • Designed for rapid recall in the final hours.
  • Essential conflict of interest disclosures.
New course feature

Learn first. Then prove you’re ready.

Use the same question bank in two different ways: build understanding with instant feedback, then switch to a realistic simulation when you are ready.

Study Mode

Instant feedback & explanations

Choose an answer, see immediately whether it is right or wrong, and read the explanation before moving on.

  • Feedback after every choice
  • The correct answer shown clearly
  • A concise explanation while it matters
Exam Mode

Realistic exam simulation

Work against the official-style timer without revealing answers, then review your score and every explanation after submission.

  • Timer mirrors the exam duration
  • Answers stay hidden during the attempt
  • Score and explanations after submission

Syllabus

Module 1: Introduction to the Capital Market Authority 7% syllabus weight

🎧 Audio

Explores CMA's establishment, independence under Capital Market Law, and objectives.

  • Reporting to Prime Minister
  • Functions of the CMA
  • Investor protection rules

Module 2: Securities Business Regulations 6% syllabus weight

Details what constitutes 'Securities Business' including dealing, managing, advising, etc.

  • Dealing and Managing Definitions
  • Advising vs Custody
  • Exemptions

Module 3: Authorisation 2% syllabus weight

Strict requirements for CMA authorisation to conduct business.

  • Fit and Proper criteria
  • Approved Persons regime
  • Notification timelines

Module 4: Regulated Activities 13% syllabus weight

Reporting and operational requirements imposed on authorised persons.

  • Client money rules
  • 10-year Record keeping requirements
  • Periodic CMA reporting

Module 5: Anti-Money Laundering and Counter-Terrorist Financing 5% syllabus weight

Critical AML/CFT obligations in KSA aligning with FATF.

  • Customer Due Diligence (CDD)
  • Suspicious Transaction Reporting (STR)
  • Compliance Officer duties

Module 6: Prohibitions 7% syllabus weight

Prohibited behaviors like market manipulation and insider trading.

  • Market Manipulation meaning
  • Insider Trading rules
  • Misleading statements

Module 7: Capital Market Institutions' Regulations 6% syllabus weight

Capital adequacy, corporate governance, and conflicts of interest.

  • Capital Adequacy
  • Conflicts of Interest
  • Independence of function

Module 8: Systems and Controls 4% syllabus weight

Internal frameworks required for risk management.

  • Internal Audit vs Compliance
  • Business Continuity Plans
  • Direct reporting lines to the Board

Free Topic Quiz & Key Practice Questions

Try 15 questions from Securities Business and Capital Market Institutions

This preview shows one part of the course. Try this short topic quiz and unlock the full course for complete mock exams and full coverage.

Securities Business and Capital Market Institutions

Which of the following lists correctly identifies the five types of securities business activities?

1 / 15

Who Is This For?

Compliance officers & MLROs in KSA
Brokerage and capital markets professionals
Relationship managers & Private bankers
Finance professionals in Saudi Arabia
Anyone needing to pass efficiently without over-studying
Expats relocating to Saudi financial hubs

Frequently Asked Questions

The GSCMR (CME-1B) is a Computer-Based Test of 50 multiple-choice questions in 1 hour. The pass mark is 70% (35 out of 50). Exams are available year-round at Pearson VUE test centres.

Yes — the CISI General Saudi Capital Market Rules & Regulations exam is approved by the Capital Markets Authority (CMA) and is a requirement for professionals working in regulated roles in Saudi Arabia's financial sector.

GSCMR covers the Saudi CMA regulatory framework including authorised persons requirements, securities offerings, listing rules, market conduct, corporate governance, collective investment schemes, mergers and acquisitions, and enforcement procedures.

All content is created from the official CISI workbooks and compiled with input from financial professionals working in Saudi Arabia who have passed the GSCMR exam. Their regulatory knowledge and exam feedback are combined into our interactive study system.

No previous qualifications are required. However, GSCMR is typically taken by professionals already working in or entering Saudi Arabia's financial sector, so some familiarity with financial services is helpful.

We do not guarantee a pass — success requires reading the official CISI workbook and using our materials for active revision. Our recall-based approach is designed to help you memorise the specific CMA regulations and thresholds that the exam tests.

You get lifetime access from the moment of purchase. Study at your own pace with no time limits or recurring fees.

Yes — the entire platform is mobile-responsive. Revision flashcards and mock exams work on any device, ideal for studying during your commute.

Yes! Test your knowledge and review detailed explanations with the free CME-1B: General Saudi Capital Market Rules and Regulations Topic Quiz below. It contains 15 questions from one named syllabus topic and is not a full mock exam or overall readiness assessment.

Student Reviews

4.7
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Based on 18 reviews
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Submitted directly to CISI Academy. These testimonials are not presented as independently verified by Trustpilot, Google, or another third-party platform.

Recent Reviews

J
Jelani R.
· Aug 2, 2026
CISI Academy learner feedback

Passed on my first attempt

The material covers the core topics exceptionally well. It's much easier to digest than the dry official workbook. Used it daily on my commute and passed my exam.

A
Abdulaziz S.
· Jul 30, 2026
CISI Academy learner feedback

Exactly what I needed

I was struggling with some of the more confusing concepts, but the mock exams and flashcards here broke it down perfectly. The explanations really clarify why an answer is wrong.

A
Amara O.
· Jun 8, 2025
CISI Academy learner feedback

Easy to read guide

Capital rules and licensing requirements are explained in simple terms. It made my revision much easier.

K
Kelechi E.
· Jun 11, 2025
CISI Academy learner feedback

Saves a lot of study time

The summaries of mutual fund and REIT rules are simple and save you from reading long legal texts.

S
Sophie V.
· Jun 15, 2025
CISI Academy learner feedback

Cheat sheets are amazing

I read the cheat sheet right before my exam, and several questions came straight from it. It really saved me!

H
Hannah M.
· Jan 9, 2023
CISI Academy learner feedback

Great KSA exam prep

This certification is important for Saudi investment banking jobs. The course covers the latest rule updates and helped me finish the exam quickly.

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CME-1B: General Saudi Capital Market Rules and Regulations
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