🇸🇦 Up To Date Syllabus 2026

CISI UAE Financial Rules and Regulations (KSA)

Master the syllabus with our official CISI Accredited Training Partner (ATP) study suite. Use structured practice, explanations and timed mocks to strengthen your command of the latest UAE regulations.

500 Practice Questions Detailed Study Notes Realistic Mock Exams
CISI UAE Financial Rules and Regulations
Official CISI Partner CISI Academy

Updated for 2026. 100% matching with the latest official workbook revisions.

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Certificate of Completion

AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Free CISI UAE FRR Study Material PDF & Mock Exams

Get extensive UAE Financial Rules and Regulations exam prep through structured study material and realistic practice.

Want to preview the practice style? Try 15 free Investment Funds questions with answer explanations. This single-topic preview is not a full mock exam or readiness assessment.

UAE FRR Exam Details & Syllabus Breakdown

Lifetime Access. No Time Limits. No Expiring Subscriptions. Join finance professionals preparing for their CISI exams.

We replace traditional, dry workbooks with a dynamic learning environment built around the current syllabus structure.

Is this mandatory for your role? The UAE FRR is an UAE CMA (formerly SCA)-mandated qualification for key roles including Broker Representatives, Compliance Officers, and Trading Managers. If you hold these titles, passing this exam is legally required to practice in the UAE.\n\nCISI Academy is an official Accredited Training Partner (ATP) of the Chartered Institute for Securities & Investment.\nAs an official partner, we provide study materials aligned with the latest syllabus.\n

Key Benefits

Official CISI ATP Partner

Study with confidence using materials aligned with the syllabus published by the Chartered Institute for Securities & Investment.

  • Direct alignment with the official CISI syllabus.
  • Content reviewed by CISI certified professionals.
  • Official recognition of training quality.

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

  • Studio-quality AI voice narration.
  • Perfect for auditory learners.
  • Maximize your study time during daily commutes.
Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

  • Timed Real Exam Mode: Replicates actual environment.
  • Topic-by-Topic Drill Mode: Focus on weak areas like AML.
  • Adaptive Challenge Mode: Difficulty that adjusts to you.

500 High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

  • Scenario-based questions for practical application.
  • Detailed Step-by-Step Explanations for every answer.
  • Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on UAE CMA (formerly SCA) and CISI regulations — ask it anything, anytime.

  • Instant Clarification for complex rules.
  • 24/7 Availability whenever you're in the study zone.
  • Tailored Explanations in plain business logic.

Rapid-Recall UAE CISI Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

  • Critical thresholds and reporting timelines.
  • Designed to make easy points stick permanently.
  • Mobile-ready for study on the go.

High-Yield UAE CISI Cheat Sheets

The distilled 'Golden Rules' of the UAE Regulatory landscape.

  • Condensed summaries of AML and Governance triggers.
  • Designed for rapid recall in the final hours.
  • Essential settlement cycles and thresholds.
New course feature

Learn first. Then prove you’re ready.

Use the same question bank in two different ways: build understanding with instant feedback, then switch to a realistic simulation when you are ready.

Study Mode

Instant feedback & explanations

Choose an answer, see immediately whether it is right or wrong, and read the explanation before moving on.

  • Feedback after every choice
  • The correct answer shown clearly
  • A concise explanation while it matters
Exam Mode

Realistic exam simulation

Work against the official-style timer without revealing answers, then review your score and every explanation after submission.

  • Timer mirrors the exam duration
  • Answers stay hidden during the attempt
  • Score and explanations after submission

Syllabus

Module 1: The Regulatory Infrastructure 11% syllabus weight

🎧 Audio

Explores UAE's multi-layered regulatory system, the role of the SCA, and market structures of DFM and ADX.

  • SCA independence and powers.
  • Board of Directors (4-year terms).
  • Market structures and licensing.
  • International standards and UAE compliance.

Module 2: Licensed Bodies 14% syllabus weight

Detailed coverage of the SCA's five-category licensing system and the obligations of licensed bodies.

  • Fit and Proper criteria for licensing.
  • Client asset separation rules.
  • Whistleblowing policies and procedures.
  • Regulatory reporting requirements.

Module 3: Investment Funds 15% syllabus weight

Regulation of local public, private and family funds, foreign funds, specialised funds, reporting and valuation.

  • Natural-person Qualified Investor criteria: AED 4m net equity, AED 1m income, and knowledge or licensed representation.
  • REIFs and VC Fund structures.
  • NAV calculations and reporting.
  • Fund marketing and promotion rules.

Module 4: Markets 14% syllabus weight

Rules for PJSC governance, offers and listings, capital actions, troubled companies, debt securities, Sukuk, derivatives and crypto assets.

  • Board composition and independence.
  • Audit and Nomination committees.
  • Related-party transactions: Board approval below 5%; General Assembly approval at or above 5%.
  • Shareholder rights and disclosures.

Module 5: Anti-Money Laundering and Combating the Financing of Terrorism 14% syllabus weight

The risk-based approach to AML/CFT, customer due diligence, suspicious reporting, records, sanctions and market abuse.

  • 3 Stages of Money Laundering.
  • CDD/EDD and Beneficial Owner (25%).
  • FIU reporting and the goAML portal.
  • Sanctions screening and penalties.

Module 6: Client Protection 10% syllabus weight

Governing firm-client interactions with a focus on integrity, fairness, and suitability.

  • Suitability vs. Appropriateness.
  • Client assets, segregation and reconciliation.
  • Fair, clear and not misleading communications.
  • Promoters, introducers and SPAC requirements.

Module 7: Trading 11% syllabus weight

ADX electronic trading, CSD operations, clearing and settlement, commodities CCP rules and DGCX contracts.

  • ADX e-trading and broker reporting.
  • CSD investor numbers, settlement collateral and pledges.
  • Commodities central-counterparty requirements.
  • DGCX contract sizes and price movements.

Module 8: Dubai Financial Market (DFM) 11% syllabus weight

Specific operational rules, settlement cycles, and Shariah compliance for UAE exchanges.

  • Price/Time (PT) Priority in trading.
  • Delivery-against-payment settlement within two working days.
  • Pre-opening restrictions and opening-price calculation.
  • Shariah compliance standards at DFM.

Free Topic Quiz & Key Practice Questions

Try 15 questions from Investment Funds

This preview shows one part of the course. Try this short topic quiz and unlock the full course for complete mock exams and full coverage.

Investment Funds

A private investment fund is preparing a promotional campaign. Which advertising restriction applies to that campaign?

1 / 15

Who Is This For?

Compliance officers & MLROs
Brokerage and capital markets professionals
Relationship managers & Private bankers
Finance professionals in the UAE
Anyone needing to pass efficiently without over-studying
Expats & professionals relocating to UAE financial hubs

Career Outlook & Value

Target Roles
Compliance OfficerWealth ManagerFinancial AdvisorBroker
Salary Expectation
$70,000 - $150,000+ (AED 250k - 550k+)

"The UAE FRR is a mandatory regulatory paper required by the UAE CMA (formerly SCA) for investment professionals in the UAE. Passing this exam is the definitive key to securing a license and practicing legally in Dubai and Abu Dhabi's booming financial sector."

Frequently Asked Questions

The pass mark for the CISI UAE Financial Rules and Regulations (FRR) exam is 70%. You must answer at least 70 out of 100 questions correctly to pass.

The UAE FRR exam has a duration of 2 hours (120 minutes) to complete 100 multiple-choice questions.

You can try our free UAE FRR mock exam and interactive study material directly on our platform. We offer a free interactive demo that includes sample questions and an AI tutor to help you prepare.

Yes, the UAE FRR is an UAE CMA (formerly SCA)-mandated qualification for several key roles in the UAE financial sector, including Broker Representatives, Compliance Officers, and Trading Managers.

As of 2026, the CISI exam fees typically range between £250 to £350 depending on whether you are booking the exam alone or purchasing the official workbook bundle. We highly recommend checking the official CISI portal for the most accurate and up-to-date pricing.

Yes. The platform includes five 100-question CISI UAE Financial Rules and Regulations exam modes: 500 practice questions in total.

The UAE Financial Rules & Regulations exam is a Computer-Based Test of 100 multiple-choice questions in 2 hours. The pass mark is 70% (70 out of 100). Exams are available year-round at Pearson VUE centres across the UAE.

The course covers regulations from the UAE Capital Market Authority (formerly the Securities and Commodities Authority) (UAE CMA (formerly SCA)), the Central Bank of UAE (CBUAE), the Dubai Financial Services Authority (DFSA), and the Financial Services Regulatory Authority (FSRA) in ADGM.

Yes — the course covers Islamic finance concepts relevant to UAE regulation including Sukuk, Takaful, and Murabaha, as well as the regulatory requirements specific to Islamic financial institutions operating in the UAE.

All content is created from the official CISI workbooks and compiled with input from compliance professionals and financial advisers working in the UAE who have passed the exam. Their insights on local regulations are invaluable.

Yes — our content is fully aligned with the latest syllabus including recent UAE CMA (formerly SCA) regulatory updates, CBUAE circulars, and evolving free zone regulations.

You get lifetime access from the moment of purchase. Study at your own pace with no time limits or recurring fees.

Yes — CISI recommends candidates read the official workbook. Our course distils the UAE-specific regulations into flashcards, summaries, and mock exams to accelerate your preparation alongside the workbook.

As an official CISI Accredited Training Partner, our provider holds ATP status and our materials are structured around the current CISI syllabus. This gives you a structured, exam-focused companion to the official workbook.

Yes! Test your knowledge and review detailed explanations with the free CISI UAE Financial Rules and Regulations Topic Quiz below. It contains 15 questions from one named syllabus topic and is not a full mock exam or overall readiness assessment.

Student Reviews

4.6
★★★★★
Based on 37 reviews
5 stars
73%
4 stars
22%
3 stars
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First-party learner feedback

Submitted directly to CISI Academy. These testimonials are not presented as independently verified by Trustpilot, Google, or another third-party platform.

Recent Reviews

A
Ali D.
· Jul 30, 2026
CISI Academy learner feedback

Solid practice questions

Solid question bank that covers all the tricky parts of the syllabus. Better than just reading the textbook on my own.

S
Sarah M.
· Jul 31, 2026
CISI Academy learner feedback

Highly recommend

I tried reading the official book but it was too dense. These questions are challenging and the detailed feedback for every answer makes learning so much faster.

J
James L.
· Aug 4, 2026
CISI Academy learner feedback

Passed on my first attempt

The material covers the core topics exceptionally well. It's much easier to digest than the dry official workbook. Used it daily on my commute and passed my exam.

D
Daria K.
· Jun 14, 2026
CISI Academy learner feedback

Great interactive prep

Excellent practice platform. It really helped reduce my exam stress for the CISI UAE FRR.

C
Chloe Dupont
· Jun 13, 2026
CISI Academy learner feedback

Helped me study effectively

The official textbook was too long and boring, but cisi.academy made it easy. The summaries highlight the main points, and the practice questions helped me build my confidence.

A
Alex M.
· Jun 7, 2026
CISI Academy learner feedback

Exceeded my expectations

This course is worth every penny. The dashboard breaks topics down into simple steps and points out common exam traps. The question bank is excellent.

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CISI UAE Financial Rules and Regulations
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