🇸🇦 Capital Markets Compliance

CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers (KSA)

Master the Capital Market Authority (CMA) regulations specifically tailored for Asset Managers and public/private fund operations.

250 Practice Questions Detailed Study Notes Realistic Mock Exams
CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers
Official CISI Partner CISI Academy

Updated for 2026. 100% matching with the latest official workbook revisions.

Unlimited Training
Self-Paced Learning
Certificate of Completion

AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Saudi Capital Market Rules and Regulations – Asset Managers with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for Asset Managers operating in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering fund operations, custody independence, and regulatory reporting inside the Kingdom.

Key Benefits

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

  • Studio-quality AI voice narration.
  • Perfect for auditory learners.
  • Maximize your study time during daily commutes.
Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

  • Timed Real Exam Mode: Replicates actual environment.
  • Topic-by-Topic Drill Mode: Focus on weak areas like Public vs Private Funds.
  • Adaptive Challenge Mode: Difficulty that adjusts to you.

200 High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

  • Scenario-based questions for practical application.
  • Detailed Step-by-Step Explanations for every answer.
  • Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on CMA regulations — ask it anything, anytime.

  • Instant Clarification for complex rules.
  • 24/7 Availability whenever you're in the study zone.
  • Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

  • Critical thresholds and reporting timelines.
  • Designed to make easy points stick permanently.
  • Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

  • Condensed summaries of CMA requirements.
  • Designed for rapid recall in the final hours.
  • Essential custody and asset protection disclosures.
New course feature

Learn first. Then prove you’re ready.

Use the same question bank in two different ways: build understanding with instant feedback, then switch to a realistic simulation when you are ready.

Study Mode

Instant feedback & explanations

Choose an answer, see immediately whether it is right or wrong, and read the explanation before moving on.

  • Feedback after every choice
  • The correct answer shown clearly
  • A concise explanation while it matters
Exam Mode

Realistic exam simulation

Work against the official-style timer without revealing answers, then review your score and every explanation after submission.

  • Timer mirrors the exam duration
  • Answers stay hidden during the attempt
  • Score and explanations after submission

Syllabus

Module 1: Investment Fund Regulations 14% syllabus weight

🎧 Audio

Covers fund manager duties, custody, public and private funds, foreign funds, reporting, pricing, valuation, and closed-ended traded funds.

  • Fund Manager Duties and Fiduciary Obligations
  • Custody Independence and Asset Segregation
  • Public Funds: Board, Offering, and Reporting
  • Private Funds: Formation and Redemption
  • Subscription, Pricing, Valuation and Redemption

Module 2: Real Estate Investment Funds Regulations 8% syllabus weight

Covers the regulatory framework for public real estate investment funds including governance, fund assets, restrictions, valuation, and REITFs.

  • REIF Organisational Structure and Governance
  • Fund Manager and Disclosure Requirements
  • Fund Asset Rules and Custody
  • Restrictions on Borrowing, Trading and Advertising
  • Real Estate Investment Traded Funds (REITFs)

Module 3: Market Conduct Regulations 3% syllabus weight

Covers CMI conduct obligations including market manipulation, insider trading, direct vs indirect trading, liability, and investment recommendations.

  • Market Manipulation and Insider Trading Rules
  • Direct vs Indirect Trading
  • Investment Recommendations Conduct

Free Topic Quiz & Key Practice Questions

Try 15 questions from Real Estate Investment Traded Funds (REITFs)

This preview shows one part of the course. Try this short topic quiz and unlock the full course for complete mock exams and full coverage.

Real Estate Investment Traded Funds (REITFs)

Which entity is legally responsible for maintaining the original title deeds, material contracts, and accredited valuers' reports for a public real estate fund?

1 / 15

Who Is This For?

Asset Managers operating in KSA
Fund structuring and compliance officers
Professionals seeking SCMR-AM certification
Finance professionals dealing with Saudi regulations

Frequently Asked Questions

Yes, all content is fully aligned with the latest version syllabus .

You get lifetime access. Study at your own pace.

Absolutely. Our engine matches the CISI syllabus exactly.

All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.

We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.

No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.

Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.

Yes! Test your knowledge and review detailed explanations with the free CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers Topic Quiz below. It contains 15 questions from one named syllabus topic and is not a full mock exam or overall readiness assessment.

Student Reviews

4.5
★★★★★
Based on 12 reviews
5 stars
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First-party learner feedback

Submitted directly to CISI Academy. These testimonials are not presented as independently verified by Trustpilot, Google, or another third-party platform.

Recent Reviews

M
Mia L.
· Aug 2, 2026
CISI Academy learner feedback

Passed with confidence

Helped a lot to clear my doubts and gain more confidence before the actual exam day. The progress tracker kept me accountable.

S
Sofia S.
· Jul 31, 2026
CISI Academy learner feedback

Very realistic questions

The questions are very similar to the real test. I was worried about the time limit, but practicing with these mocks helped me manage my pace. Highly recommended!

A
Abdulaziz S.
· Jul 31, 2026
CISI Academy learner feedback

Very realistic questions

The questions are very similar to the real test. I was worried about the time limit, but practicing with these mocks helped me manage my pace. Highly recommended!

E
Elena G.
· Jun 5, 2025
CISI Academy learner feedback

NAV calculations made easy

I used to struggle with pricing and NAV calculations, but this course made it simple. Highly recommended for asset management.

F
Farah V.
· Jun 5, 2025
CISI Academy learner feedback

NAV calculations simplified

Pricing rules and NAV calculations were hard for me, but the video walkthroughs made them clear. Highly recommended for asset management.

A
Anya S.
· Aug 3, 2025
CISI Academy learner feedback

Helped me pass

The rules for fund managers are explained clearly. Helped me pass my asset management exam today!

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CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers
4.5 (12)
$169 $303 -44%