🇸🇦 Capital Markets Compliance

CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering

Official CISI Accredited Training Partner

Master the Capital Market Authority (CMA) regulations, client money rules, and AML/CTF protocols for the Saudi market.

250 Practice Questions Detailed Study Notes Realistic Mock Exams

Course syllabus information reviewed for 2026. Always check the awarding body’s latest official syllabus and candidate updates before booking or sitting your exam.

Exactly what is included

5 mock exams · 250 questions across the mock suite · unlimited retakes
Focus Learn · key areas, pitfalls, exam traps & key numbers
Flashcards · fun, fast and effective recall
Exam cheat sheet · key facts, rules and numbers by chapter
Audio Learning · every chapter in audio
AI Analyzer & Mentor · pinpoints your weak areas
Study Mode Exams · learn while you train
AI Chat trained specifically for this exam
Community-polished data, improved every day
Up-to-date, accuracy-checked content

AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Saudi Capital Market Rules and Regulations – CAML with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering CMA rules, client money rules, and AML/CTF.

Key Benefits

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

✓ Studio-quality AI voice narration.
✓ Perfect for auditory learners.
✓ Maximize your study time during daily commutes.

Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

✓ Timed Real Exam Mode: Replicates actual environment.
✓ Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
✓ Adaptive Challenge Mode: Difficulty that adjusts to you.

200 High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

✓ Scenario-based questions for practical application.
✓ Detailed Step-by-Step Explanations for every answer.
✓ Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on CMA regulations — ask it anything, anytime.

✓ Instant Clarification for complex rules.
✓ 24/7 Availability whenever you're in the study zone.
✓ Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

✓ Critical thresholds and reporting timelines.
✓ Designed to make easy points stick permanently.
✓ Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

✓ Condensed summaries of AML and CMA requirements.
✓ Designed for rapid recall in the final hours.
✓ Essential conflict of interest disclosures.

Syllabus

Module 1: Capital Market Institutions' Regulations 5 marks out of 25

🎧 Audio

5 Lectures

• Maintenance of Authorisation
• Withdrawing or Cancelling Authorisation
• Securities Advertisements
• Client Money and Assets
• Client Statements

Module 2: Investment Funds Regulations 4 marks out of 25

6 Lectures

• Offering Document Requirements & Custodian
• Investment Areas and Limitations
• Notifications and Principal Transactions
• Breach of Investment Limitations
• Real Estate Investment Funds Regulations

Module 3: Market Conduct Regulations 3 marks out of 25

5 Lectures

• Market Manipulation and Insider Trading
• Prioritisation of Clients and Front Running
• Best Execution and Timely Allocation
• Aggregation of Client Orders

Module 4: Corporate Finance 3 marks out of 25

4 Lectures

• Rules on the Offer of Securities
• Public Offer of Shares and Debt Instruments
• Continuing Obligations and Dealing Restrictions
• Parallel Market

Module 5: Investment Accounts Instructions 2 marks out of 25

3 Lectures

• Opening an Investment Account
• Account Opening Agreements
• Natural Persons and Legal Persons

Module 6: Anti-Money Laundering 5 marks out of 25

6 Lectures

• Preventative Measures
• Due Diligence and Enhanced Due Diligence
• Cross-Border Correspondent Relationships
• Detecting Suspicious Activity
• Suspicious Activity Reporting

Module 7: Countering Crimes of Terrorism and the Financing of Terrorism 3 marks out of 25

4 Lectures

• Risk Assessment
• Due Diligence Measures
• Suspicious Activity Reporting Requirements
• Tipping Off

Student Reviews

4.7

★★★★★

Based on11reviews

5 stars

73%

4 stars

27%

3 stars

2 stars

1 stars

First-party learner feedback

Submitted directly to CISI Academy. These testimonials are not presented as independently verified by Trustpilot, Google, or another third-party platform.

Recent Reviews

Bandar A.

· Mar 22, 2026

★

CISI Academy learner feedback

Great Saudi AML course

Required for Saudi compliance roles. The training is top-notch and reflects the actual exam scenarios.

Response from CISI Academy

Thanks! Glad the course helped you pass. Best of luck!

Sarah M.

· Aug 1, 2026

★

CISI Academy learner feedback

Solid practice questions

Solid question bank that covers all the tricky parts of the syllabus. Better than just reading the textbook on my own.

Noura M.

· Jul 30, 2026

★

CISI Academy learner feedback

Very realistic questions

The questions are very similar to the real test. I was worried about the time limit, but practicing with these mocks helped me manage my pace. Highly recommended!

Reem F.

· Jul 15, 2025

★

CISI Academy learner feedback

Easy to understand

Saudi AML regulations are usually dry, but this course explains them in plain language. The official textbook is too dense, so this was a lifesaver.

Bandar S.

· Jul 6, 2025

★

CISI Academy learner feedback

Passed first try

The CME-2B exam is difficult, but studying with this course for a month was all I needed. The video summaries are fantastic.

Devendra P.

· Jun 13, 2025

★

CISI Academy learner feedback

Highly recommended

Identifying politically exposed persons was explained clearly, making the complex Saudi rules easy to learn.

Frequently Asked Questions

Yes, all content is fully aligned with the latest version syllabus.

You get lifetime access. Study at your own pace.

Absolutely. Our engine matches the CISI syllabus with exactly 25 questions and a 60-minute duration.

All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.

We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.

No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.

Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.

Yes! Test your knowledge and review detailed explanations with the free CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering Mock Exam Preview below. It contains 15 exam-style questions from one named syllabus topic; the full course provides complete mock exams and syllabus coverage.

Interactive preview

Free CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering Practice Questions & Exam Preview

Try 15 CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering practice questions from AML/CFT and Customer Due Diligence

Practice CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering exam questions with answers and explanations. The full course includes 5 mock exams and complete syllabus coverage.

Exam Preview

AML/CFT and Customer Due Diligence

Question 1 of 15

In the context of money laundering, what does the 'Layering' stage involve?

1 / 15

Flashcards

Card 1 of 10Capital Market Institutions' Regulations

Question

What are the notification timeframes for a CEO resignation?

Tap to reveal answer

Focus Learn

Key Examinable Areas6

Timelines for CMA notification (within 2 days for CEO resignation, 7 days for other material changes, 30 days for address/structural changes).
Conditions surrounding the cancellation or withdrawal of authorisation.
Requirements for the safe custody of client assets and regular client statements.
Close Links — 30 days' advance notice before establishing.
Approved Persons — CMA approval required for registrable functions.
Record-keeping obligations — 10-year retention period.

Common Pitfalls to Avoid3

Exam Traps3

Key Numbers6

Chapter 1: Capital Market Institutions' Regulations

This chapter covers the regulatory framework governing capital market institutions in Saudi Arabia under the Capital Market Authority (CMA). Authorised persons must meet ongoing obligations including notification requirements — for example, notifying the CMA within 2 days of a CEO resignation, within 7 days for other material changes, and within 30 days for certain structural changes such as address or name changes and close links. The CMA has the power to cancel or withdraw authorisation if conditions are breached. A central focus is the safe custody of client assets: firms must strictly segregate client money from their own funds, maintain proper records, and provide regular client statements. Client money cannot be pooled with firm money under any circumstances, even temporarily. The ch…

Unlock all Focus Learn

Open every chapter’s key areas, pitfalls, exam traps and key numbers.

Adaptive study tools

Focus weak topics, learn with feedback, then switch to exam conditions.

Practice modes

Learn first. Then prove you’re ready.

Learn with feedback, then switch to exam conditions.

Study Mode

Instant feedback & explanations

See the answer and explanation after each choice.

Exam Mode

Realistic exam simulation

Use the timer, keep answers hidden, then review your result.

Who Is This For?

✓ Compliance officers & MLROs in KSA

✓ Brokerage and capital markets professionals

✓ Professionals seeking SCMR-CAML certification

✓ Finance professionals dealing with Saudi regulations

★★★★★ 4.7 (187 global students)