🇸🇦 Capital Markets Compliance

CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering (KSA)

Master the Capital Market Authority (CMA) regulations, client money rules, and AML/CTF protocols for the Saudi market.

300 Practice Questions Detailed Study Notes Realistic Mock Exams
CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering
Official CISI Partner CISI Academy

Updated for 2026. 100% matching with the latest official workbook revisions.

Unlimited Training
Self-Paced Learning
Certificate of Completion

AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Saudi Capital Market Rules and Regulations – CAML with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering CMA rules, client money rules, and AML/CTF.

Key Benefits

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

  • Studio-quality AI voice narration.
  • Perfect for auditory learners.
  • Maximize your study time during daily commutes.
Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

  • Timed Real Exam Mode: Replicates actual environment.
  • Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
  • Adaptive Challenge Mode: Difficulty that adjusts to you.

200 High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

  • Scenario-based questions for practical application.
  • Detailed Step-by-Step Explanations for every answer.
  • Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on CMA regulations — ask it anything, anytime.

  • Instant Clarification for complex rules.
  • 24/7 Availability whenever you're in the study zone.
  • Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

  • Critical thresholds and reporting timelines.
  • Designed to make easy points stick permanently.
  • Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

  • Condensed summaries of AML and CMA requirements.
  • Designed for rapid recall in the final hours.
  • Essential conflict of interest disclosures.
New course feature

Learn first. Then prove you’re ready.

Use the same question bank in two different ways: build understanding with instant feedback, then switch to a realistic simulation when you are ready.

Study Mode

Instant feedback & explanations

Choose an answer, see immediately whether it is right or wrong, and read the explanation before moving on.

  • Feedback after every choice
  • The correct answer shown clearly
  • A concise explanation while it matters
Exam Mode

Realistic exam simulation

Work against the official-style timer without revealing answers, then review your score and every explanation after submission.

  • Timer mirrors the exam duration
  • Answers stay hidden during the attempt
  • Score and explanations after submission

Syllabus

Module 1: Capital Market Institutions' Regulations 5% syllabus weight

🎧 Audio

5 Lectures

  • Maintenance of Authorisation
  • Withdrawing or Cancelling Authorisation
  • Securities Advertisements
  • Client Money and Assets
  • Client Statements

Module 2: Investment Funds Regulations 4% syllabus weight

6 Lectures

  • Offering Document Requirements & Custodian
  • Investment Areas and Limitations
  • Notifications and Principal Transactions
  • Breach of Investment Limitations
  • Real Estate Investment Funds Regulations

Module 3: Market Conduct Regulations 3% syllabus weight

5 Lectures

  • Market Manipulation and Insider Trading
  • Prioritisation of Clients and Front Running
  • Best Execution and Timely Allocation
  • Aggregation of Client Orders

Module 4: Corporate Finance 3% syllabus weight

4 Lectures

  • Rules on the Offer of Securities
  • Public Offer of Shares and Debt Instruments
  • Continuing Obligations and Dealing Restrictions
  • Parallel Market

Module 5: Investment Accounts Instructions 2% syllabus weight

3 Lectures

  • Opening an Investment Account
  • Account Opening Agreements
  • Natural Persons and Legal Persons

Module 6: Anti-Money Laundering 5% syllabus weight

6 Lectures

  • Preventative Measures
  • Due Diligence and Enhanced Due Diligence
  • Cross-Border Correspondent Relationships
  • Detecting Suspicious Activity
  • Suspicious Activity Reporting

Module 7: Countering Crimes of Terrorism and the Financing of Terrorism 3% syllabus weight

4 Lectures

  • Risk Assessment
  • Due Diligence Measures
  • Suspicious Activity Reporting Requirements
  • Tipping Off

Free Topic Quiz & Key Practice Questions

Try 15 questions from AML/CFT and Customer Due Diligence

This preview shows one part of the course. Try this short topic quiz and unlock the full course for complete mock exams and full coverage.

AML/CFT and Customer Due Diligence

In the context of money laundering, what does the 'Layering' stage involve?

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Who Is This For?

Compliance officers & MLROs in KSA
Brokerage and capital markets professionals
Professionals seeking SCMR-CAML certification
Finance professionals dealing with Saudi regulations

Frequently Asked Questions

Yes, all content is fully aligned with the latest version syllabus.

You get lifetime access. Study at your own pace.

Absolutely. Our engine matches the CISI syllabus with exactly 25 questions and a 60-minute duration.

All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.

We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.

No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.

Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.

Yes! Test your knowledge and review detailed explanations with the free CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering Topic Quiz below. It contains 15 questions from one named syllabus topic and is not a full mock exam or overall readiness assessment.

Student Reviews

4.7
★★★★★
Based on 11 reviews
5 stars
73%
4 stars
27%
3 stars
0%
2 stars
0%
1 stars
0%
First-party learner feedback

Submitted directly to CISI Academy. These testimonials are not presented as independently verified by Trustpilot, Google, or another third-party platform.

Recent Reviews

S
Sarah M.
· Jul 31, 2026
CISI Academy learner feedback

Solid practice questions

Solid question bank that covers all the tricky parts of the syllabus. Better than just reading the textbook on my own.

N
Noura M.
· Jul 30, 2026
CISI Academy learner feedback

Very realistic questions

The questions are very similar to the real test. I was worried about the time limit, but practicing with these mocks helped me manage my pace. Highly recommended!

J
Jabari W.
· Jun 7, 2025
CISI Academy learner feedback

Best Saudi exam prep

It is hard to find good study material for the Saudi exams, but this course is excellent. Helped me pass the compliance test!

S
Sakura T.
· Jun 7, 2025
CISI Academy learner feedback

Simple wire transfer rules

The rules for domestic and international wire transfers are simplified here. The course is very easy to follow.

I
Isaac C.
· Jun 9, 2025
CISI Academy learner feedback

Clear Saudi AML topics

The lessons on Saudi anti-money laundering risks are very practical. The chapter breakdown is easy to follow.

D
Devendra P.
· Jun 12, 2025
CISI Academy learner feedback

Highly recommended

Identifying politically exposed persons was explained clearly, making the complex Saudi rules easy to learn.

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CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering
4.7 (11)
$169 $303 -44%